Erroneous interpretation of law by NHRC resulting in countless applications being dismissed

By Aditya Gujarathi*

The National Human Rights Commission is supposed to be the guardian of human rights in the country. While various experts have already lamented how the NHRC is a toothless body, it still has various powers in holding State authorities accountable. As the topmost Human Rights Body in the country, its staff is expected to have the legal acumen to tackle the systemic human rights abuses perpetuating in the country whilst also understanding how marginalization and oppression work. In this article, I write about how incorrect interpretation of law by this quasi-judicial body is leading to in limine dismissals (rejection of applications at the threshold) of valid applications of human rights abuse.

This author was involved in drafting an application to the NHRC which was dismissed in limine under Regulation 9(xi) of the NHRC (Procedure) Regulations 1997. This regulation states that the NHRC can dismiss an application in limine if the case is “sub-judice before a Commission/ Court/ Tribunal”.

This application was regarding unjust investigation, and police brutality against a lawyer in Gujarat, who was a social justice and human rights advocate, and is known in the bar for the same. She was framed in a case of forgery and criminal conspiracy under various sections of IPC at the behest of local political leaders, and lawyers at the bar in close connection with them. Curiously, she was not even mentioned in the FIR. Despite this fact, the Police produced her before the Magistrate after almost 68 hours of her detention, in violation of her fundamental right under Article 22(2) of the Constitution. Due to the pressure from the Bar, her bail was rejected first by the Magistrate and then by the Sessions Court during peak Covid-19 time, despite the charges not being grave, violating basic principles of bail as prima facie mitigating circumstances existed. The High Court then had to step in to grant her bail stating that the case against her was based on surmises, conjecture and presumptions. The charge sheet was filed two months after the application was filed with the NHRC.

The NHRC dismissed the application in limine, not once but twice citing Regulation 9(xi), stating that the case was sub-judice. The fact of the matter is that this interpretation of the NHRC is not just flawed but prima facie legally wrong. What is even more concerning is that we don’t know how many legitimate cases have been rejected since 1997 due to wrong interpretation of this provision.

Analysing Sub-Judice in Criminal Law: When is a case set to be pending before a Court?

Section 2(i) of the Criminal Procedure Code states that a “judicial proceeding includes any proceeding in the course of which evidence is or may be legally taken on oath.” This definition is unchanged from the previous version of the Code. This definition contains “inquiry” and “trial” under its ambit and not investigation. Therefore, the stage of investigation cannot be equated to a judicial proceeding. This was also the view agreed upon by the Delhi High Court in RPS Panwar v Union of India.1 The Court upheld the view of the Administrative Tribunal which had stated that mere registration of a case could not be treated as commencement of judicial proceedings.

Similarly, a Special Bench of the Patna High Court in Gopal Marwari & ors v. Emperor2 held that judicial proceedings are only set to commence after the Magistrate decides to act on the report submitted by the Police (chargesheet). Hence, any stage prior to the Magistrate deciding to act on the chargesheet can’t be stated to come under the ambit of judicial proceedings. Interpreting the definition of “judicial proceedings” as stated in the CrpC, the Allahabad High Court in Sheo Raj v. State3 had stated that evidence cannot be legally taken on oath during an investigation. The Court also held that even though the statement under section 164 of the CrPC is under oath, the statement is not in the nature of evidence and proceedings of recording this statement will not be considered as judicial proceedings according to the definition in the Code. Therefore, at no stage of an investigation, the proceedings shall be deemed to be judicial proceedings.

These interpretations by various Courts, conclusively hold that mere filing of a First Information Report and the stage of investigation would not be considered as a judicial proceeding. Hence, the question of pendency before a court or tribunal does not even arise when the proceedings have not even commenced. The question now is whether “pendency of a judicial proceeding” is defined in any statute? The answer lies in Section 3 of the Contempt of Courts Act, 1971.

Section 3. “a judicial proceeding – (a) is said to be pending:

(A) …..

(B) in the case of a criminal proceeding under the Code of Criminal Procedure, 1898 (5 of 1898), or any other law –

(i) where it relates to the commission of an offence, when the charge sheet or challan is filed, or when the Court issues summons or warrant, as the case may be, against the accused, and

(ii) in any other case, when the Court takes cognizance of the matter to which the proceeding relates, and ……….

Former Supreme Court Judge, Justice G.N Ray, explained what constitutes pendency of proceedings in criminal matters, in Gora Chand Pattnaik Memorial Trust – 4th Law Lecture on Reasonableness of restrictions on reporting on Sub Judice matters in the following words:

“The expression ‘Challan’ or Charge-sheet’ referred to in sub-clause B (i) of the explanation means a final report submitted by the police to the magistrate in a case in which it has made investigations under Chapter 12 of the Code of Criminal Procedure. So far as the police are concerned, the report under Section 173 is terminus with the police investigation. ………Thus, the submission of the report or challan in a criminal proceeding is the starting point of the pendency of the matter in a criminal case.”

These legal arguments were communicated to the NHRC through three distinct letters addressed to the Registrar and the CEO of the NHRC. The Commission clubbed the letters with the original applications filed and dismissed them in limine again, without addressing the larger issue communicated to them! This was after the entire argument and interpretation related to the pendency of proceedings in criminal matters was communicated in simple and sound legal language!

Making Sense of the NHRC’s Interpretation of Sub-judice:

To understand the view of the NHRC better, we filed a Right to Information Application seeking the base document or legislation on the basis of which, a matter is concluded to be sub-judice under Regulation 9(xi). After not getting a satisfactory reply, we filed an appeal. The Appellate Authority, vide order dated 31/03/ 2021 stated that,

“Any matter which is pending for adjudication before a court of law is a sub-judice matter. Whenever a complainant makes a reference to a matter pending before the court of law for consideration, the same is considered to be subjudice and under Regulation 9(xi) of NHRC (procedure) Regulations, as amended in 1997, such a complaint is not ordinarily maintainable.”

The NHRC did not refer to any legislation or common law principle which explains or defines what constitutes pendency of a judicial proceeding. Not going into the defective nature of the regulation itself, the fact that it is wrongly interpreted when the excesses of the State and Police have been widely documented is worrisome. Furthermore, the NHRC (Procedure) Regulations, is a subordinate legislation and as such cannot go outside the ambit of the existing legislative framework governing the doctrine of sub-judice in criminal proceedings.

What is of more serious concern is that this is a systemic issue in the NHRC. Of the 86,187 cases disposed off in 2016-17, 33,290 were dismissed in limine. That is an astonishing 38.6% of all the cases disposed of. Of these, how many were dismissed due to erroneous interpretation of sub-judice is something worth investigating. Similarly in 2017-18, 42% cases were dismissed in limine.4 These are staggering figures. When we tried to dig deeper into the cases that have been dismissed in limine, and asked the NHRC for the data of cases dismissed in limine for being sub-judice, they replied by stating,

“With regard to maintaining the data of complaints dismissed in limine of the reason the case is sub-judice with other Commission, Court or Tribunal, it is to inform that there is no rule/law/regulations to analyse the data as to how many complaints are dismissed on the particular reason of sub-judice. As such no data is maintained in the Commission.”

There is no way of ascertaining how many cases have been dismissed in limine for the reason of the case being sub-judice. This sort of (non) accountability mechanism when an institution is dealing with serious human rights issues is nothing short of irresponsible.

Most cases of police and State brutality, torture, filing of fraudulent FIRs takes place before the Court takes cognizance of the matter, before it even becomes sub-judice (pending in a judicial proceeding). The nature of in limine dismissals by the NHRC is nothing short of scandalous, as there is no way of knowing how many people with genuine concerns have filed applications and have received rejections in the last 23 years on the basis of wrong interpretation of a straight-forward law by this quasi-judicial body.

The Larger Question

My experience of back and forth with the NHRC, and of multitude of people who face human rights abuses and have approached the NHRC has been about its pedantic government-office like approach to critical questions concerning human rights.. The nature of the work involved in Human Rights Commissions across the country begs the question of the sensitivity of their staff towards issues involving human rights and social justice. This brings out larger questions of not just their training, but worldview towards these issues. Do they look at human rights abuses from the lense of justice, or there is a subconscious reflex to dismiss? Does their training upon hiring include sessions to understand oppression and marginalization? Legal training of the staff clearly needs to be ramped up as we have seen, but what is more necessary is their outlook towards these issues. The letter highlighting the incorrect and erroneous interpretation of Regulation 9(xi) was highlighted to the CEO and Registrar of the NHRC. Yet, there was no desire to look into this systemic issue which has resulted in the NHRC turning a blind eye to innumerable human rights abuses.

*Lawyer and Researcher. Edited version of this article was first published in Indian Express


1 2008 (104) DRJ 675.

2 AIR 1964 All 290.

3 AIR 1943 Pat 1945.

4 Figures taken from the Annual Reports of the NHRC.

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